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Abstract The streaming instability (SI) is a leading mechanism for concentrating solid particles into regions dense enough to form planetesimals. Its efficiency in clumping particles depends primarily on the dimensionless stopping time (τ_s, a proxy for particle size) and dust-to-gas surface density ratio (Z). Previous simulations identified a criticalZ(Z_crit) above which strong clumping occurs, where particle densities exceed the Hill density (thus satisfying a condition for gravitational collapse), over a wide range ofτ_s. These works found that, forτ_s≤ 0.01,Z_critwas above the interstellar medium value (∼0.01). In this work, we reexamine the clumping threshold using 2D axisymmetric, stratified simulations at high resolution and with relatively large (compared to many previous simulations) domain sizes. Our main results are as follows: First, whenτ_s = 0.01, strong clumping occurs even atZ ≲ 0.01, lower thanZ_critfound in all previous studies. Consequently, we revise a previously published fit to theZ_critcurve to account for this updatedZ_crit. Second, higher resolution results in a thicker dust layer, which may result from other instabilities manifesting, such as the vertically shearing SI. Third, despite this thicker layer, higher resolution can lead to strong clumping even with a lower midplane dust-to-gas density ratios (which results from the thicker particle layer) so long asZ ≳ Z_crit. Our results demonstrate the efficiency of the SI in clumping small particles atZ ∼ 0.01, which is a significant refinement of the conditions for planetesimal formation by the SI. 

Abstract The streaming instability (SI) is a leading candidate for planetesimal formation, which can concentrate solids through two-way aerodynamic interactions with the gas. The resulting concentrations can become sufficiently dense to collapse under particle self-gravity, forming planetesimals. Previous studies have carried out large parameter surveys to establish the critical particle to gas surface density ratio (Z), above which SI-induced concentration triggers planetesimal formation. The thresholdZdepends on the dimensionless stopping time (τ_s, a proxy for dust size). However, these studies neglected both particle self-gravity and external turbulence. Here, we perform 3D stratified shearing box simulations with both particle self-gravity and turbulent forcing, which we characterize via a turbulent diffusion parameter,α_D. We find that forced turbulence, at amplitudes plausibly present in some protoplanetary disks, can increase the thresholdZby up to an order of magnitude. For example, forτ_s= 0.01, planetesimal formation occurs whenZ≳ 0.06, ≳0.1, and ≳0.2 atα_D= 10⁻⁴, 10^−3.5, and 10⁻³, respectively. We provide a single fit to the criticalZrequired for the SI to work as a function ofα_Dandτ_s(although limited to the rangeτ_s= 0.01–0.1). Our simulations also show that planetesimal formation requires a mid-plane particle-to-gas density ratio that exceeds unity, with the critical value being largely insensitive toα_D. Finally, we provide an estimation of particle scale height that accounts for both particle feedback and external turbulence.